Ted Truscott
Paul B. Goucher
Michael E. DeFao
Christopher O. Petersen
Thomas P. McGuire
Ryan Collins Larrenaga
Catherine Paglia
Corporate Officer/Principal
General Counsel
Corporate Officer/Principal
Corporate Officer/Principal
Compliance Officer
General Counsel
Chairman
Amy DiGeso
Walter Berman
Joe Sweeney
Deirdre Davey McGraw
Charles Maglaque
Jim Cracchiolo
Abu M. Arif
Corporate Officer/Principal
Treasurer
Corporate Officer/Principal
Public Communications Contact
Corporate Officer/Principal
Corporate Officer/Principal
Corporate Officer/Principal
Ted Truscott
Paul B. Goucher
Christopher O. Petersen
Thomas P. McGuire
Ryan Collins Larrenaga
Catherine Paglia
Corporate Officer/Principal
Corporate Officer/Principal
Chief Executive Officer
Compliance Officer
General Counsel
Chairman
American Express Financial Corp.
American Express Financial Corp.
Investment ManagersFinance
Part of American Express Co., American Express Financial Corp. provides investment advice.
Kelli A. Hunter Petruzillo
Ted Truscott
Walter Berman
Joe Sweeney
Jim Cracchiolo
Human Resources Officer
Chief Investment Officer
Director of Finance/CFO
Corporate Officer/Principal
Chief Executive Officer
American Enterprise Investment Services, Inc.
American Enterprise Investment Services, Inc.
Finance/Rental/LeasingFinance
American Enterprise Investment Services, Inc. provides clearing and trade execution services for American Express Financial Advisors and American Express Funds. It is headquartered in Minneapolis, MN.
Joe Sweeney
Jim Cracchiolo
Abu M. Arif
Director/Board Member
Chief Executive Officer
Director/Board Member
Ameriprise Certificate Co.
Ameriprise Certificate Co.
Financial ConglomeratesFinance
Ameriprise Certificate Co. operates as an investment company. It engages in the business of issuing face-amount investment certificates in the United States. The firm’s products include Ameriprise Cash Reserve Certificate, Ameriprise Flexible Savings Certificate, Ameriprise Installment Certificate, Ameriprise Stock Market Certificate, and Ameriprise Step-Up Rate Certificate. The company was founded on October 28, 1977 and is headquartered in Minneapolis, MN.
Ted Truscott
Thomas P. McGuire
Abu M. Arif
President
Compliance Officer
Chief Executive Officer
Charles Maglaque
W. Walter
Undergraduate Degree
Undergraduate Degree
Columbia Funds
Columbia Funds
Investment Banks/BrokersFinance
Columbia Funds provides investment banking services. The company is headquartered in Shrewsbury, MA.
Christopher O. Petersen
Catherine Paglia
President
Director/Board Member
Ameriprise Bank, FSB
Ameriprise Bank, FSB
Savings BanksFinance
Part of Ameriprise Financial, Inc., Ameriprise Bank, FSB operates as a federally chartered savings bank. The company is based in Minneapolis, MN.
Joe Sweeney
Abu M. Arif
Chairman
President
Ameriprise Financial Services, Inc. /Washington/
Ameriprise Financial Services, Inc. /Washington/
Investment ManagersFinance
Ameriprise Financial Services, Inc. provides finance advisory services to clients. It specializes in tax planning, investments, real estate, trusts and charitable giving. The company was founded by John Tappan in 1894 and is headquartered in Mercer Island, WA.
Joe Sweeney
Charles Maglaque
Chairman
Chief Operating Officer
Ted Truscott
Walter Berman
Chairman
Director/Board Member
Ted Truscott
Jim Cracchiolo
Masters Business Admin
Masters Business Admin
Columbia Management Investment Advisers LLC
Columbia Management Investment Advisers LLC
Investment ManagersFinance
Columbia Management Investment Advisers LLC (CMIA) is a SEC-registered investment advisor and mutual fund manager headquartered in Boston, Massachusetts. The firm is a wholly-owned subsidiary of Ameriprise Financial, Inc. (NYSE: AMP). The firm was formed in 2010 due to Ameriprise Financial Services' (AFS) acquisition of the long-term asset management business of Columbia Management Group (CMG) from Bank of America. AFS merged CMG's long-term asset management business with their subsidiary, RiverSource Investments LLC, under the name Columbia Management Investment Advisors. CMIA offers equity and fixed-income retail and institutional investment products for various types of clients.
Ted Truscott
Jim Cracchiolo
Chief Executive Officer
Chief Executive Officer
American Express International, Inc. (New York)
American Express International, Inc. (New York)
MiscellaneousMiscellaneous
American Express International, Inc. provides credit cards and charge cards and related services. The company is headquartered in New York. NY.
Walter Berman
Jim Cracchiolo
Director of Finance/CFO
Chairman
Mary Kay, Inc.
Mary Kay, Inc.
Household/Personal CareConsumer Non-Durables
Mary Kay, Inc. provides cosmetic products. It also manufactures and distributes over-the-counter drugs and products, such as sunscreens and acne treatments. The firm's products include skin care and makeup products, body and sun lotions, fragrances, products for men, and gifts. The company was founded on September 13, 1963 by Mary Kay Ash and Richard R. Rogers and is headquartered in Addison, TX.
Kelli A. Hunter Petruzillo
Amy DiGeso
Corporate Officer/Principal
Chief Executive Officer
Kelli A. Hunter Petruzillo
Francois Odouard
Corporate Officer/Principal
Corporate Officer/Principal
R.J. Reynolds Tobacco Holdings, Inc.
R.J. Reynolds Tobacco Holdings, Inc.
TobaccoConsumer Non-Durables
R.J. Reynolds Tobacco Holdings, Inc. manufactures and markets cigarettes and tobacco products. The company was founded in 1970 and is headquartered in Winston-Salem, NC.
Robert Sharpe
Dianne Neal-Blixt
General Counsel
Director of Finance/CFO
Brian Shea
Corporate Officer/Principal
ChangeOne, Inc.
ChangeOne, Inc.
Packaged SoftwareTechnology Services
ChangeOne, Inc. provides application software services. It designs supply chain management software for apparel, home furnishings and toys manufacturing. The company was founded in 1999 and is headquartered in Portland, OR.
Catherine Paglia
Director/Board Member
Tomorrow's Hope Foundation
Tomorrow's Hope Foundation
Investment Trusts/Mutual FundsMiscellaneous
Tomorrow's Hope Foundation is a non-profit organization that provides scholarship and program funding for the needs of students and schools. The company was founded in September 2005 and is headquartered in Uniondale, NY.
Brian Shea
Director/Board Member
The Depository Trust & Clearing Corp.
The Depository Trust & Clearing Corp.
Financial ConglomeratesFinance
The Depository Trust & Clearing Corp. provides clearance, settlement and information services. The firm offers institutional trade processing, clearing, settlement and asset, wealth management, repository and derivatives and data services. The company was founded in 1999 is headquartered in New York, NY.
Brian Shea
Director/Board Member
Prima Energy Corp.
Prima Energy Corp.
Oil & Gas ProductionEnergy Minerals
Prima Energy Corp. explores, develops and produces oil and natural gas. Its oil field services include trucking, supplying, completion rigs and renting equipment, such as pumps and tanks. The company was founded by Richard H. Lewis and George L. Seward and is headquartered in Denver, CO.
Catherine Paglia
Director/Board Member
The Bank of New York Mellon (New York)
The Bank of New York Mellon (New York)
Regional BanksFinance
The Bank of New York Mellon is a state chartered bank. It offers asset servicing, issuer services, treasury services, broker-dealer, and advisor services and bank-advised business of asset management. The company is headquartered in New York, NY.
Brian Shea
Director/Board Member
Brian Shea
Director/Board Member
Barclays Bank Plc
Barclays Bank Plc
Major BanksFinance
Barclays Bank Plc provides commercial banking services. It offers personal, premier, business and corporate banking products and services to its customers. The banks services include current accounts, savings, investments, mortgages, loans, insurance, credit cards and online banking services. The company was founded on October 4, 1971 and is headquartered in London, the United Kingdom.
Brian Shea
Director/Board Member
Brian Shea
Director/Board Member
Brian Shea
Chairman
Brian Shea
Director/Board Member
Brian Shea
Director/Board Member
Brian Shea
Director/Board Member
Barclays Execution Services Ltd.
Barclays Execution Services Ltd.
Miscellaneous Commercial ServicesCommercial Services
Part of Barclays PLC, Barclays Execution Services Ltd. is a British company that provides business support services. The company is based in London, UK. The company was founded in 1983. Alistair Currie has been the CEO of the company since 2023.
Brian Shea
Director/Board Member
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc.
Miscellaneous Commercial ServicesCommercial Services
Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.
Brian Shea
Corporate Officer/Principal
Brian Shea
Director/Board Member
The Catholic Charities of the Archdiocese of New York
The Catholic Charities of the Archdiocese of New York
Miscellaneous Commercial ServicesCommercial Services
The Catholic Charities of the Archdiocese of New York operates as non-profit organization. It protects and nurtures children and youth; feeds the hungry and shelters the homeless; strengthens families and resolving crisis; supports the physically and emotionally challenged; and welcomes and integrates immigrants and refugees. The company was founded in 1917 and is headquartered in New York, NY.
Brian Shea
Director/Board Member
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc.
Investment Banks/BrokersFinance
National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means.
Brian Shea
Director/Board Member
Cox Enterprises, Inc.
Cox Enterprises, Inc.
Major TelecommunicationsCommunications
Cox Enterprises, Inc. engages in the operation of a holding company which provides communications, media, and automotive services. It operates through the following brands: Autotrader, Kelley Blue Book, and Manheim. The company was founded by James Middleton Cox in 1898 and is headquartered in Atlanta, GA.
Christopher Williams
Director/Board Member
The Partnership for New York City, Inc.
The Partnership for New York City, Inc.
Miscellaneous Commercial ServicesCommercial Services
The Partnership for New York City operates as a charitable organization. It is a network of business leaders and corporations working for the economic and cultural betterment of all five boroughs of the city. The firm provides networking opportunities, conducts research, participates in policy making and lobbies government. The company was founded by David Rockefeller in 2002 and is headquartered in New York, NY.
Christopher Williams
Director/Board Member
National Association of Securities Professionals
National Association of Securities Professionals
Miscellaneous Commercial ServicesCommercial Services
National Association of Securities Professionals is a Non-Profit Organization, which assists people to achieve inclusion in the financial services industry. The company was founded by Maynard H. Jackson, Felicia Flowers-Smith, Joyce M. Johnson & Donald Davidson in 1985 and is headquartered in Washington, DC.
Christopher Williams
Director/Board Member
SWS Capital Management LLC
SWS Capital Management LLC
Investment ManagersFinance
SWS Capital Management LLC (SWSCM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Christopher Williams in 2002 as Williams Capital Management LLC. They are a wholly owned subsidiary of Shank Williams Cisneros LLC. SWSCM provides discretionary fixed-income investment advisory services to institutional clients through separate accounts.
Christopher Williams
Chief Executive Officer
Christopher Williams
Undergraduate Degree
Lincoln Center for the Performing Arts, Inc.
Lincoln Center for the Performing Arts, Inc.
Movies/EntertainmentConsumer Services
Lincoln Center for the Performing Arts, Inc. provides entertainment services. It offers dance, music, film, opera, theater, family, and festivals and programs. The company was founded by Dwight D. Eisenhower on May 14, 1959 and is headquartered in New York, NY.
Christopher Williams
Director/Board Member
Alvin Ailey Dance Foundation, Inc.
Alvin Ailey Dance Foundation, Inc.
Movies/EntertainmentConsumer Services
Alvin Ailey Dance Foundation Inc. engages in dance at theatrical activities. It supports the activities of Alvin Ailey American Dance Theater, Ailey II, The Ailey School, Ailey Arts In Education & Community Programs, The Ailey Extension and The Ailey Legacy. This performing arts community plays a social role using the African American heritage and other cultures to unite people of all races, ages and backgrounds. The company was founded in 1958 and is headquartered in New York, NY
Christopher Williams
Director/Board Member
Christopher Williams
Director/Board Member
Caesars License Co. LLC
Caesars License Co. LLC
Hotels/Resorts/Cruise linesConsumer Services
Caesars License Co. LLC provides casino entertainment services. Its brands include Ceasars, Harrah's,and Horseshoe. The company is headquartered in Las Vegas, NV.
Christopher Williams
Director/Board Member
Christopher Williams
Director/Board Member
Christopher Williams
Director/Board Member